Close

Articles Posted in Miller Stern Lawyers, LLC

Updated:

Customer Broker and Investment Fraud Claims to Heat Up

According to Advisor Hub customer complaints and litigation against brokerages will be heating up with the market turmoil.  Most of the industry will likely conclude that coronavirus pandemic fears and oil wars between Russia and Saudi Arabia are the cause of the market drop and are totally out of anyone one…

Updated:

Stifel Nicolaus & Company, Incorporated to pay more than $1.5 million to customers who claimed that their Financial Advisor, Kenneth Blumberg unsuitably concentrated their portfolios

Miller Law Group – Miller Stern Lawyers, LLC is currently investigating allegations against Kenneth Blumberg and Stifel and has successfully litigated against Stifel, Nicolaus & Company, Incorporated and current financial advisor Kenneth Blumberg  (CRD# 1585520) pertaining to a multitude of allegations including taking discretion in customer accounts without authority, over-concentration in sectors…

Updated:

SEC In the Matter of E. Herbert Hafen

Miller Stern Lawyers, LLC. is currently investigating allegations against Hebert Hafen CRD#867068 for financial losses for any of the reasons stated bellow as well as others for individuals doing business with Mr. Hafen at any of the institutions e worked for or with. If you or anyone you know lost…

Updated:

Bed Bath & Beyond Law Suit

Miller Stern Lawyers, LLC and other law firms are currently investigating potential violations of several federal securities laws by Bed Bath & Beyond Inc.’s (NASDAQ: BBBY) regarding the company’s preliminary earnings report and the dip in shares right after the release. It has been reported on various news wires that…

Updated:

Claimants Awarded More Than $1.5 Million Against Stifel in Failure-to-Supervise Arbitration

Miller Law Group – Miller Stern Lawyers, LLC successfully litigated against Stifel, Nicolaus & Company, Incorporated and current financial advisor Kenneth Blumberg  (CRD# 1585520) pertaining to a multitude of allegations including taking discretion in customer accounts without authority, over-concentration in sectors and individual securities, breach of fiduciary duty, unsuitable investments and other…