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Articles Posted in Recent Awards

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Stifel Nicolaus & Company, Incorporated to pay more than $1.5 million to customers who claimed that their Financial Advisor, Kenneth Blumberg unsuitably concentrated their portfolios

Miller Law Group – Miller Stern Lawyers, LLC is currently investigating allegations against Kenneth Blumberg and Stifel and has successfully litigated against Stifel, Nicolaus & Company, Incorporated and current financial advisor Kenneth Blumberg  (CRD# 1585520) pertaining to a multitude of allegations including taking discretion in customer accounts without authority, over-concentration in sectors…

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Claimants Awarded More Than $1.5 Million Against Stifel in Failure-to-Supervise Arbitration

Miller Law Group – Miller Stern Lawyers, LLC successfully litigated against Stifel, Nicolaus & Company, Incorporated and current financial advisor Kenneth Blumberg  (CRD# 1585520) pertaining to a multitude of allegations including taking discretion in customer accounts without authority, over-concentration in sectors and individual securities, breach of fiduciary duty, unsuitable investments and other…

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$14 Million From J.P. Morgan to Settle Customer Claim Against Advisor Antoine Souma

Miller Stern Lawyers, LLC, a Maryland Securities and Broker Fraud Law Firm is currently investigating allegations by all clients of  J.P. Morgan Securities and Advisor Antine Souma relating to failure to supervise, unsuitable trading and discretionary trading allegations.  J.P. Morgan Securities has paid $14 million to settle a claim that,…