Articles Tagged with J.P. Morgan

|

Miller Stern Lawyers is currently investigating claims against J.P. Morgan. According to Advisor Hub and industry records, J.P. Morgan Advisors was ordered to pay $4 million in damages to a former client in their San Francisco office.

Industry records confirms that Lacey Winston Keath alleged unsuitability in filings against J.P. Morgan’s traditional brokerage unit in high-risk equities and junk bonds–without authorization, according to the Financial Industry Regulatory Authority award.

A J.P. Morgan spokeswoman declined to comment on the arbitration outcome or underlying dispute.

Continue reading ›

|

Bull BearMiller Stern Lawyers, LLC, a Maryland Securities and Broker Fraud Law Firm is currently investigating allegations by all clients of  J.P. Morgan Securities and Advisor Antine Souma relating to failure to supervise, unsuitable trading and discretionary trading allegations.  J.P. Morgan Securities has paid $14 million to settle a claim that, among other things, it failed to supervise Antoine Souma, CRD#: 4210987 , according to regulatory filings.

The client alleged that over approximately three years, Souma engaged in excessive and unsuitable trading, discretionary trading, falsified performance reports, failed to extend a promised credit line, breach of fiduciary duty, misrepresentation and omission of material facts, breach of contract, constructive fraud, failure to supervise, violation of state and federal securities laws and FINRA rules, and promissory estoppel, according to BrokerCheck.

Continue reading ›
Contact Information
2800 Quarry Lake Dr
Baltimore, MD 21209
Phone: 410-529-3476Fax: 410-415-1417
Our team stands ready to fight for your right to compensation. We have helped our clients recover millions of dollars in settlements and courtroom verdicts and we can help you for catastrophic injury, medical malpractice, auto accidents, and securities litigation. The information on this website is for general information purposes only. Nothing on this site should be taken as legal advice for any individual case or situation. This information is not intended to create an attorney client relationship. All cases are different and past results are not a guarantee of future success. Miller Stern Lawyers, LLC is licensed to practice in the State of Maryland and the District of Columbia. Miller Stern Lawyers, LLC practices nationwide on a pro hac vice basis. All rights reserved.

This site is protected by reCAPTCHA and the Google Privacy Policy and Terms of Service apply.

Please do not include any confidential or sensitive information in a contact form, text message, or voicemail. The contact form sends information by non-encrypted email, which is not secure. Submitting a contact form, sending a text message, making a phone call, or leaving a voicemail does not create an attorney-client relationship.

Copyright © 2019, Miller Stern Lawyers, LLC
JUSTIA Law Firm Blog Design